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Congress: Domestic
Representation and Lawmaking
(Chapter 9)
Origins and Powers of the Congress
A. The origins of Congress rest in the
Founders experience in colonial legislatures and the presence of Parliament
in colony life.
1. Parliament began in the twelfth
century to approve the conditions for royal taxes. Parliament later
gained power to press grievances against the king. John Locke supported
Parliament by articulating popular sovereignty and legislative supremacy.
These greatly influenced the Founders.
2. Colonial experience conveyed the
practice of standing up to governors. The Founders were also distrustful
of political power being held by a few.
B. The Continental Congress
The Congress first met on September 5,
1774. It was rather weak and could only recommend action to the colonies.
The Articles of Confederation, created in 1777, gave Congress powers
over war and foreign affairs. Again, the states retained most of the
sovereign power.
C. Congress and the Constitution
The federal Constitution of 1789 increased
the power of Congress. Article I vested all legislative power in Congress.
Article 1, section 8, gives power over commerce, taxation, the establishment
of currency and post offices, and borrowing money.
1. Congress can establish federal
courts below the Supreme Court. Congress can declare war, raise and
train an army. Congress shall also make 'AU laws which shall be necessary
and proper for carrying into Execution7 these powers.
2. Within Congress, there are two
houses with different rules. All bills of revenue originate in the House
of Representatives. The Senate has responsibility for trying impeachments,
approving appointments and nominations, and advising and consenting
on treaties.
Membership and Service in the Congress
There are only a few constitutional requirements
for members.
A. Requirements
In the House, a member must be twenty-five
years old, an US. citizen for seven years, and be a district resident.
In the Senate, a member must be thirty years old, an U.S. citizen for
nine years, and be a state resident.
B. How members act in office
has changed considerably. Early members spent more time at home, and
Congress was not in session very long. Current members have a fidl-time
commitment.
C. Member Characteristics
The makeup of the first Congress and the
current one are basically the same. Both consisted of white, wealthy,
Protestant, well-educated males in their fifties. Over half were lawyers.
1. Members are prohibited from making
over 15 percent of their congressional pay from outside sources.
2. Women make up about 10 percent
of Congress. There are thirty-seven black and seventeen Hispanic members
in the House.
3. Most House members have extensive
prior political experience. Many people move up the
political ladder from local politics to
federal office.
D. Tenure and Turnover
Emphasis on a political career is new.
Most people settled for local or state office. As a result, turnover
was high in the early Congresses. The percentage of new members in the
1800s was between 40-50 percent. Between 1946 and 1992, 92 percent of
House incumbents were reelected. Seventy seven percent of Senate incumbents
were reelected.
How Congress Has Organized to Do Its Work
A. The first Congress
had sixty-five House members and twenty-six Senators. As the population
increased, the House grew larger than the Senate. 'I'his influenced
the adoption of rules and procedures for conducting business.
B. The Role of Political
Parties
Parties are a vehicle for policy programs.
Leaders in the parties are to organize members so party policy can be
implemented.
1. Party leaders: Responsibilities
and powers
Party leaders have institutional roles
in dealing with the presidency, interest groups, the press and the public.
Within the party and institution, leaders distribute information, organize
the party, and persuade party members to support issues.
2. Leaders have both formal and informal
powers. Formal power arises from the rules of each house. For instance,
leaders have influence over comniittee memberships and resources. Informal
rules originate from the centrality and necessity of leadership. Leaders
possess information needed by members.
C. House of Representatives
The Speaker of the House is the presiding
officer of the House. He is third in line for succession to the presidency.
He is elected by a vote of all the House members.
1. The speaker's post became dominant role
from 1890-1910 with Speakers Reed and Cannon. In 1910, several rules
made comn-iittee chairs more influential. By 1975, more reforms gave
the speaker more power.
2. The speaker has many formal and
informal powers such as determining if a bin win reach the floor. He
is influential in determining committee assignment.
3. The speaker's deputy is the majority
leader. This leader aides the speaker by conveying in- formation to
committees, other leaders, and members. In the minority party, the minority
leader organizes minority support.
4. Both parties maintain a system
of assistant leaders called whips. These whips seek to maintain support
among members and try to mobilize support.
5. To assist the whips, major legislation
is assigned to a leadership task force. This is made up of committee
members, whips, and other leaders to centralize Speaker control over
information and support.
The Senate
The Senate has an informal, collegial,
and egalitarian political environment. Senators have the right to filibuster.
Day-to-day operation is run by unanimous consent. This allows a single
senator to disrupt business.
1. Leadership in the Senate is not as strong
as compared to the House.
a. The vice-president presides over the
Senate in case of a tie. The Constitution provides the position ofpresidentpro
tempore to preside when the vice-president is absent.
h. Both the majority and minority leaders
work together to set the agenda and broker agreements.
The Development of the Committee System
1. Early committees were temporary. Members
feared committees would prevent decision- making by floor members.
a. As the workload increased,
Congress adopted permanent or standing committees by 1820. Small committees
now controlled the flow of bills to the floor. By the 1880s, congressional
politics was largely committee government led by powerful committee
chairs.
b. By the 1970, several reforms
reduced the chair power and increased the power of sub- committees.
While committees are still very important, the party leadership and
subcom- mittees have a bigger influence over committee business in the
1980s-1990s.
2. Division of labor
Committees permit the division of legislative
labor to subject matter experts. Committee mem- bers are constrained
by norms and expectation if they seek to be influential.
a. Each standing committee
has a fixed jurisdiction over a subject area.
b. Specialization is a norm.
Each member is expected to specialize in a subject area and serve on
the appropriate committee.
c. Seniority is a norm that
rewards committee chairmanship to those who have served the longest.
There have been a few exceptions in 1975 and in 1995.
3. Types of committees
a. Standing committees are
fixed jurisdictional permanent committees. These are most important.
h. Select committees are temporary
committees that are formed to report on a specific topic. c.
Conference committees are composed of members of both houses. They resolve
differences
in bills from the different houses.
d. joint committees are composed
of members of both houses. They convene to oversee a particular area
of importance.
c. Standing committees consist
of authorizing and appropriations committees. These exist in both houses.
i. Authorizing committees produce
legislation, policy, and programs.
ii. Appropriations committees set taxing
and spending levels, and fund programs.
iii. Three specific appropriations committees,
Ways and Means, Appropriations, and the Rides Committees, are considered
the 'power committees."
iv. Membership on a committee is very important.
According in political scientist Richard Fenno, members seek three goals
on committees: reelection, influence within the house, and making good
public policy.
a. The priority of each goal affects which
committee a member seeks appointment to. h. In the Senate, senators
must serve on more committees. They pick more issues to
meet their goals.
4. Committee and subcommittee chairs
Political influence has swung back and
forth between committee and subcommittee chairs. Be- tween the 1940s
and the 1960s, committee chairs were very powerful. Seniority kept members
in their posts and they controlled information and agendas.
a. The Legislative Reorganization
Act of 1970 placed limits upon the committee chairs. The 1973 Subcommittee
Bill of Rights established more subcommittees and provided them with
budgets and staff.
h. The House Republicans in
1995 repealed some of these rights. Committee chairs have powers such
as appointing subcommittee chairs, controlling the subcommittee budget,
and approving the majority party subcommittee staff
c. However, the comniittee
chairs have a term limit of six years, and the speaker can appoint
and remove chairs.
5. The staff structure
a. Each member has a small
staff (average 20) that assists the representative. Every House member
receives an allowance to hire staff and outfit an office. Allowances
are around $900,000.
b. Senators have larger staffs
and also receive an allowance. Their allowances range from $1.5 to $2.5
million depending upon the size of the state.
c. Staff roles range from handling
office correspondence and advising members to drafting legislation.
Staff size was reduced after the 1994 Republican takeover. Legislative
service organizations were also cut.
d. Individual committees have
their own staff.
e. Congress created the Congressional
Research Service (CRS) to supply research support for committees and
members. The General Accounting Office (GAO) analyzes and investi- gates,
and the Congressional Budget Office (CBO) analyzes budget concerns.
The Legislative Process
Introduction and Assignment
Bills can only originate from a member.
Bills are then assigned to a committee. House rules permit several types
of biU/committee referrals. Senate rules assign a bill to one committee.
1. Single referral assigns one bill to
one committee.
2. Multiple referral sends a bill to more
than one committee.
3. These referrals weaken committee power
over a bill. The speaker does find his power increased.
Committee and Subcommittee Deliberation
Committees subject a bill to public hearings,
markup, and report.
1. Public hearings allow interested
parties to testify on the issues at hand.
2. Committee members then rewrite
the bill in the markup process.
3. If the markup is approved, the
committee staff report the intent, provisions of the bill, and the cost
of implementation.
4. The report and bill are then sent
to the floor for debate and vote.
Agenda Setting and the Legislative Calendar
All bills reported out of committee are
assigned to a calendar. Calendars are lists of bills awaiting action.
They are listed chronologically.
1. In the Senate, both the majority
and minority leaders negotiate when the bills will reach the floor and
how they will be discussed.
2. In the House, the Rules Committee
determines when a bill is debated and voted upon. The committee sets
debate conditions and the possibility of amendments.
3. The Rules Committee sets any of
three rules: open, closed, or modified. Either can hurt or help the
majority party. The rules can be suspended to allow debate on noncontroversial
matters.
Floor Debate and Amendment
Floor debate follows specially structured
rules. Debate starts with the adoption of the particular rule for the
bill. The House the adopts parliamentary procedure as the Committee
of the Whole. In the committee, rules are less restrictive. The quorum
required is 100. Debate can be limited, and amendments are considered
under a 'five minute' rule.
1. Floor consideration follows four stages:
general debate, amending, voting, and final passage.
a. General debate usually lasts
between two to ten hours. Members are able to speak to arguments and
inform any uninformed members.
b. After the general debate,
the bill is read by section. Any member can then offer an amendment
on the section. Debate can resurface for argument.
c. House Republicans adopted
time-structured rules that allow consideration of amendments within
a certain amount of time.
d. In the Senate, floor debate
moves by unanimous consent. Any senator can hold up debate. Thus, the
Senate moves slowly and negotiates.
House/Senate Conference Committees
1. Bills have to be passed in identical
versions by the House and Senate before the president can view the bill.
2. To achieve this, a conference committee
of Senate and House members hammers out a finished bill.
Congressional Decision Maldng
A. Roles
Congressmen have many competing forces
upon their decision making. Representational styles center on three
roles.
1. The trustee listens to constituents
but uses his best judgment of the public interest.
2. The politico balances constituent concerns
with his best judgment.
3. The delegate listens closely to constituent
concerns and tries to follow them. This role is the one most followed.
Constituents
Most important to the representative are
the ones who vote him or her in or out of office. Districts contain
roughly 570,000 members. Within this diversity, political scientist
Richard Fenno posits that there are really four levels of constituents:
1. Personal advisors
2. Primary true believers
3. Those who voted for the candidate
last election
4. The geographic constituency, which
is a broad overview of the entire district
5. Public opinion, which is fluid
and uninformed. Congresspersons have more leeway on issues less important
to their constituents. However, in a reelection campaign, a previously
benign issue may become a major problem, so Congresspersons do pay attention
to opinion.
6. Congresspersons serve constituents
by overseeing the bureaucracy if constituents have problems with an
agency.
Staff and Colleagues
In making decisions, representatives often
turn to their staff experts and to other leaders. Partisan- ship and
party leaders have always had a strong influence upon decision making.
Interest Groups and Lobbyists
Interest groups and lobbyists have vast
amounts of information to supply. If a member does not have strong feelings
on a bill or issue, he may trade support or opposition.
The President and the Bureaucracy
The President is required to give a "State
of the Uniod'address to Congress. Based upon this, he or she submits
a series of bills. The president has participated more in the budget
process in recent years. Since the president has power to veto a bill,
Congress must bargain with the president when making law.
Public Disaffection and Congressional
Reforin
Congress has reformed how it does business
during the twentieth century.
A. In 1910-11, the Speaker
of the House was weakened and committees gained in power. After World
War 11, the Legislative Reorganization Act of 1946 reduced the number
of standing committees and provided them with permanent staff.
B. The Legislative Reorganization
Act of 1970 increased public scrutiny and decision-making capabil- ity
in management and budgeting.
C. House Republicans in 1995
passed the Congressional Accountability Act. This act made committee
voting records public, extended labor and workplace safety laws to Congress,
and opened public committee meetings to the media.
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